Compliance, Regional Country Compliance, Vice President
Location: Birmingham, West Midlands, England, United Kingdom
Opportunity Overview
CORPORATE TITLE: Vice President
OFFICE LOCATION(S): Birmingham
JOB FUNCTION: Financial Crime Controls
DIVISION: Compliance Division
GLOBAL COMPLIANCE
Our division prevents, detects, and mitigates compliance, regulatory, and reputational risks across the firm and helps to strengthen the firm’s culture of compliance. Compliance accomplishes these through the firm’s enterprise-wide compliance risk management program. As an independent control function and part of the firm’s second line of defence, Compliance assesses the firm’s compliance, regulatory, and reputational risks; monitors for compliance with new or amended laws, rules, and regulations; designs and implements controls, policies, procedures, and training; conducts independent testing; investigates, surveils, and monitors for compliance risks and breaches; and leads the firm’s responses to regulatory examinations, audits, and inquiries.
YOUR IMPACT
We are looking for a highly organised professional with strong analytical and communication skills to join our RCC team in Birmingham.
HOW YOU WILL FULFILL YOUR POTENTIAL
The RCC team has day-to-day oversight of the firm’s relationships with its regulators and acts as a point of central coordination for EMEA Compliance deliverables and reporting. Your day-to-day role will involve:
1. Interpreting/clarifying regulatory requests for information.
2. Identifying data sources/owners, obtaining and reviewing data to produce the firm’s responses to enquiries.
3. Liaising closely with other Compliance areas and Legal, as well as other areas of the firm.
4. Working with the business, Engineering, Operations, and other areas within Compliance.
5. Liaising with the FCA to coordinate regulatory audits and reviews.
6. Assisting in the preparation for, and attending related onsite meetings with the FCA.
7. Producing Compliance Management reporting and materials.
8. Overseeing compilation and reporting of the annual EMEA Compliance business plan.
9. Leading and participating in conduct initiatives for the EMEA Compliance division.
10. Managing coordination of submission of Compliance-owned non-financial regulatory reports.
SKILLS AND EXPERIENCE
* Experience in Compliance or a risk-based function.
* Experience of delivering strategic projects/change management.
* Ability to handle multiple tasks simultaneously and work under pressure.
* Familiarity with UK and/or EU financial services regulatory framework.
* Excellent communication skills (both written and oral).
* Strong interpersonal skills.
* A team player who can work independently and collaboratively.
* Strong analytical and problem-solving skills.
* Sound judgment.
PREFERRED QUALIFICATIONS
* Proficient in Microsoft Office Suite (Word, Excel, PowerPoint).
* Familiarity with Alteryx analytics products would be an advantage.
ABOUT GOLDMAN SACHS
At Goldman Sachs, we commit our people, capital, and ideas to help our clients, shareholders, and communities grow. Founded in 1869, we are a leading global investment banking, securities, and investment management firm.
We believe who you are makes you better at what you do. We're committed to fostering and advancing diversity and inclusion in our workplace and beyond.
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