Job Description
We are currently partnered with a market leading global UCITS and Alternative Investment firm, who are seeking a Compliance Officer to join their join their growing compliance function. This role will have a broad remit, working across a spread of advisory, regulatory, compliance monitoring, marketing & distribution.
Key Responsibilities:
* Assisting the team with the fund (UCITS/AIF) investment guidelines.
* Review and approve marketing materials, due diligence questionnaires and bespoke regulatory queries from investors.
* Contributing to & reviewing the firm’s risk-based compliance monitoring programme.
* Ensuring the firm’s compliance procedures and processes are up to date and well documented.
* Contributing to the creation of new reviews and controls where appropriate, in line with business demands.
Experience Requirements:
* Strong experience within an asset management firm or equivalent environment.
* Strong knowledge of UCITS Investment guidelines in addition to knowledge of AIFMD and MiFID II regulations as they apply.
Due to the high volume of applications, if you haven’t heard back from the team on this role, unfortunately your application has been unsuccessful. If your profile matches any of our other opportunities, one of our consultants will be in touch.
About Simmons & Hanbury
Simmons & Hanbury is a specialist executive search firm that sources and secures the best human capital and future leaders for our clients. We provide an integrated international service to support our clients across the globe, from our group headquarters based in the heart of the City of London. We support some of the most prestigious organisations in the world, across financial services, commerce & industry, and professional services. Our services include executive search, interim solutions and market intelligence within the Legal, Compliance, Corporate Governance and Human Resources practice areas.