Compliance Officer | Financial Services | London/WFH | £40 - 50,000 (doe)
Finitas are supporting a growing financial services business in their search for a Compliance Officer to join their team. Reporting into the Head of Compliance, you will have an array of responsibilities, which include but are not limited to:
* Providing advice and guidance to first line teams on regulatory matters.
* Carrying out regular compliance reviews of the company's policies and procedures.
* Preparing compliance monitoring reports.
* Conducting file audits and call reviews.
* Collating and updating Compliance Registers.
* Identifying and investigating potential financial crimes such as fraud and money laundering.
* Handling customer complaints.
Experience required:
* Minimum 2 years compliance experience within financial services, preferably in secured lending/mortgages.
* Strong complaint handling and problem-solving skills.
* Strong planning and organisation skills.
* Excellent verbal & written communication skills with the ability to build relationships at varying levels.
* Strong working knowledge of the FCA handbook, including MCOB regulations.
Please note that you will initially be required to work in their London office 4 days a week, which then drops down to 3 days upon completion of a successful probation period.
If you have the right experience, please apply now! Or...