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To ensure that the activities of the business units in the Markets division are conducted in compliance with applicable laws, rules, and regulations, and to help the bank manage legal risk associated with these activities.
Accountabilities
1. Development and implementation of best practice legal strategies to manage compliance with applicable laws, rules, and regulations.
2. Legal advice and support to the business units in the Markets division on matters arising from the relevant products/services provided by the Markets division.
3. Subject matter support in the Legal department’s representation of the bank in legal proceedings related to the Markets business units such as litigation, arbitration, and regulatory investigations.
4. Creation and review of legal documents for the business units in the Markets division to ensure the bank’s compliance with applicable laws, rules, and regulations. Maintaining and updating template legal documentation for the Markets division.
5. Legal research and analysis to stay up to date on changes in applicable laws, rules, and regulations that may impact the activities of the bank's Markets business units.
6. Developing and delivering training programmes to educate employees on legal and regulatory requirements related to the activities of the Markets business units.
7. Pro-active identification, communication, and provision of legal advice on applicable laws, rules, and regulations (LRRs). Keeping up to date with regards to changes to LRRs in the relevant coverage area. Ensuring that LRRs are effectively allocated to, and adequately reflected within, the relevant policies, standards, and controls.
8. Advise key stakeholders, including functional leadership teams and senior management on functional and cross-functional areas of impact and alignment.
9. Manage and mitigate risks through assessment, in support of the control and governance agenda.
10. Demonstrate leadership and accountability for managing risk and strengthening controls in relation to the work your team does.
11. Demonstrate comprehensive understanding of the organisation functions to contribute to achieving the goals of the business.
12. Collaborate with other areas of work, for business-aligned support areas to keep up to speed with business activity and the business strategies.
13. Create solutions based on sophisticated analytical thought comparing and selecting complex alternatives. In-depth analysis with interpretative thinking will be required to define problems and develop innovative solutions.
14. Adopt and include the outcomes of extensive research in problem-solving processes.
15. Seek out, build and maintain trusting relationships and partnerships with internal and external stakeholders in order to accomplish key business objectives, using influencing and negotiating skills to achieve outcomes.
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