This is a fantastic opportunity for a candidate with a good knowledge of financial services, to pursue your career working for a prestigious Chartered IFA practice that works closely with an impressive portfolio of UHNW individuals.
Initial Role:
* Input client details onto Prestwood system
* New business administration
* Liaise with clients for new business information, Terms of Business, tax returns.
* File checking for completeness
* Liaise with product providers (e.g., for valuations, trusts, product terms)
* Help advisers with meeting preparation, new client packs, agendas etc.
* Supporting the Investment Proposition as necessary
* Involvement in wider company projects as appropriate
Developing Into:
* Attend client meetings with adviser and schedule post meeting actions.
* Technical research
* Do fee estimates
* Build financial plans on Prestwood system
* Draft simple suitability letters
* Simple tax returns
General Responsibilities:
1. Observe the firm’s 'standards’.
2. Comply with FCA conduct rules at all times.
3. Adhere to the relevant compliance, Consumer Duty, T&C and financial crime (anti-money laundering, data security, anti-bribery, fraud, and corruption) procedures of the firm at all times.
4. Keep up to date with all relevant product...