Paraplanner
Up to £40,000
Birmingham
Our client, a privately owned firm who offer independent financial advice to both corporate and private clients is currently looking for a Paraplanner to join their team. The successful candidate will ensure adherence to both the Financial Conduct Authoritys (FCA) and the firms internal Training and Competence (T&C) regimes. This critical role involves ensuring that staff have the necessary knowledge, skills, and competences to provide accurate and compliant information regarding investment products, services, and ancillary services.
Key Responsibilities:
* Ensure all dealings with customers are carried out in a professional and courteous manner
* Undertake sufficient product and market research
Ensure all supporting documentation is maintained as per company procedures
1. Maintain all standards of performance as required by the firm
2. Ensure relevant CPD is maintained and recorded accurately
3. Comply with the Financial Services and Markets Act 2000 and the relevant FCA rules at all times
4. Comply with the relevant compliance, TCF, T&C, financial crime (anti-mon...