IDEX are exclusively representing a Wealth Manager in the Midlands who are looking for a Head of Advice Standards (Compliance)
This is a project role that will support the Compliance leadership team in identifying regulatory or operational gaps in the advice process. You will work with the senior leadership team in helping improve and automate processes and ensure the effective role out of the new processes.
This role is best suited for candidates who want to shape and advise on best practice and have an interest and eye for process improvements.
You must be a chartered financial planner to be considered for this role and have a technical understanding of financial planning products and advice solutions.