We’re looking for a Risk & Compliance Officer to join us at Smith Partnership, a forward-thinking, leading law firm in the Midlands, employing around 200 staff across 5 offices. This is a newly created role to support us in fulfilling our regulatory obligations. In return, you will receive:
* A competitive salary and benefits package.
* Hybrid working.
* A supportive and collaborative working environment.
* Opportunities for career progression and professional development.
* Access to ongoing training and development programs.
* A chance to work with a diverse and prestigious client base.
As Risk & Compliance Officer, your duties will include:
1. Working closely with the firm’s COLP, COFA, MLRO and MLCO to ensure the firm maintains appropriate levels of compliance to include SRA, GDPR, AML and cyber security.
2. Keeping up to date with the latest regulatory changes and ensuring the firm remains compliant.
3. Monitoring and updating all non-HR related policies and procedures.
4. Ensuring all new and existing staff adhere to those policies and encourage compliance awareness.
5. Monitoring any compliance breaches and maintain registers.
6. Reviewing and analysing risk management data including complaints, claims, file reviews client feedback, conflicts and breaches.
7. Creating a positive culture of compliance across the firm.
8. Ensuring compliance with Lexcel and...