Position: Compliance Assistant Location: Maidstone Salary: Up to £30,000 We are seeking a Compliance Assistant to support the Head of Compliance & Audit in scheduling and completing compliance requirements for our client who are an Insurance Broker/Network. The role is based Compliance and Audit department at their Gateshead office. Responsibilities: Schedule and complete compliance requirements Record material regulatory breaches and provide feedback to Senior Management Act as a point of contact for Brokers and manage the Compliance Inbox Assist in producing Management Information and Monthly Reports Support the Senior Management Team with ad hoc projects Complete mandatory Continuing Professional Development set by the Head of Compliance and Audit Adhere to the FCA's Code of Conduct Help in the identification, assessment, and documentation of operational/regulatory risks and controls Manage monthly MI reports, update policies & procedures, and review files Qualifications: Educated to GCSE level or equivalent qualifications/experience Qualifications in Financial Services e.g. Cert CII or equivalents Previous experience in Compliance/Risk/Governance/File Auditing Roles Ideally, previous experience in General Insurance and/or Pure Protection sectors Proficiency in using Microsoft Word, Excel, and email Day-to-day: Full-time role, Monday to Friday, 9-5 Reporting to the Head of Compliance and Audit Salary Range: £27,000 - £30,000 based on experience Benefits: Professional development opportunities Exposure to a dynamic and growing industry Competitive salary and benefits package If you are a courteous and professional individual with a commitment to maintaining regulatory knowledge, we encourage you to apply for this exciting opportunity.