We are proud to partner with a leading Financial Planning firm who are currently seeking a detail-driven, proactive Compliance & Risk Assistant to join their dynamic team. This role offers the perfect opportunity to build a robust compliance career in a fast-paced, supportive, and growth-oriented environment. The Role: You’ll play a vital role in ensuring the business adheres to regulations while supporting a high standard of client care. Key responsibilities include: Risk Assessment: Assist in reviewing client documents, assessing AML (Anti-Money Laundering) risks, and approving new accounts. Client Reviews: Help conduct regular and enhanced due diligence on high-risk clients. Training & Support: Provide answers to AML-related queries and assist in delivering internal training sessions. Decision Making: Contribute to assigning risk ratings and documenting necessary due diligence. Data Management: Log newly onboarded clients and assist in preparing monthly statistics for senior managers. Regulatory Updates: Support the analysis of new regulations and integration of changes into processes. What You’ll Bring: Organizational Excellence: Ability to manage multiple tasks efficiently. Attention to Detail: Ensuring compliance and accuracy in documentation. Strong Communication Skills: Professional interaction with advisers, clients, and providers. Team Spirit: Willingness to collaborate across departments. Interest in Compliance: Basic understanding of FCA, AML, and KYC guidelines is beneficial but not essential. What’s in It for You? Competitive Salary: Up to £30k based on experience. Flexibility: Hybrid working and flexible hours. Generous Benefits: 28 days holiday, workplace pension, and free parking. Professional Development: Comprehensive study support for R0/CII exams. This role is perfect for individuals with some experience in compliance support, financial services administration, or a related field. If you’re eager to build your skills in risk management and compliance while working in a dynamic and supportive environment, we’d love to hear from you. ComplianceCareers AML FinancialServices RiskManagement HybridWorking CareerDevelopment FCACompliance JobOpportunity DeesideJobs TeamCulture