*** Compliance Associate***
Robert Half is partnering with a Wealth Management Firm based in central London for a forward thinking and proactive Compliance Associate to join the team.
Role:
This role is essential in staying ahead of regulatory changes, conducting thorough monitoring reviews, upholding the highest standards of due diligence, and shaping compliance frameworks to protect and enhance our firm’s reputation.
Responsibilities:
* Compliance Monitoring Plan
* Horizon Scanning
* Due Diligence and Consumer Duty
* Report writing and reviews
* Proactive Monitoring control reviews and testing
* Turn Data into Insights, support MI administration.
* Manage Conflicts of Interest
Requirements:
* Minimum 3 year experience experience in a compliance role within wealth management or financial advisory firms.
* Strong knowledge of UK financial regulations, including FCA rules.
* Expertise in compliance monitoring, risk assessments, and due diligence.
Desirables:
* A professional compliance qualification (e.g., ICA, CISI, or equivalent).
Package:
* Competitive salary + bonus
* Pension
* Life Assurance
* Office perks
* and more!
Interested? Apply today or reach out for more details- claudia.goncalves@roberthalf.co.uk
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