As a Compliance and Risk Department Manager you will be providing second line of defence to our clients business reporting into the Head of Risk and Compliance.Responsibilities will include associate management, regulatory compliance advisory, risk management, internal and external audit activity and providing and maintaining up-to-date risk assessments and risk registers across the business.
For this role you will be required to work in our clients offices on the outskirts of Bracknell on a hybrid basis. You will need to be able to work full time during training which is expected to be for the first 4 weeks and then 3 days per week in the office thereafter.
What youll be doing as a Compliance and Risk Department Manager:
1. Manage and deliver the operational Compliance and Risk function to ensure the client meets all regulatory requirements and guidance through the ongoing review of existing processes, procedures and controls and enhancement of changes where required.
2. Maintain knowledge of ongoing regulatory change including the impact on the client and the oversight of the production of timely briefing notes to senior management and business areas as required.
3. Provide day to day advice and guidance to the business on technical compliance matters.
4. Be responsible for the continual embedding of compliance policies, procedures and framework which require close collaboration with or execution by the business a...