A West Midlands based independent financial advice firm is seeking a Head of Compliance / Senior Compliance Manager.
This role will support day to day compliance duties, FCA liaison, overseeing consumer duty, T&C ops and quality assurance. This position doesn't currently hold SMF16/17 functions.
My client has built a solid reputation providing client centric financial planning services and is committed to promoting a supportive culture.
Highlights include:
1. Be an integral part of a well-established directly authorised Financial Services firm
2. Enjoy a relaxed environment with autonomy within the role fully supported by leadership
3. Package fully negotiable with suggested salary guide of £55-65k
4. Hybrid working with offices near to Sutton Coldfield, Lichfield and Tamworth
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