Company Description
IQ-EQ is a leading Investor Services group which combines global expertise with an unwavering focus on client service delivery. We support fund managers, global companies, family offices and private clients operating worldwide.
Job Description
The Senior Executive for AML/CFT (Anti-Money Laundering/Counter Financing of Terrorism) Audits will oversee and manage a team responsible for conducting comprehensive AML/CFT audits for clients. This role involves ensuring compliance with relevant regulations, identifying risks, and implementing effective controls to mitigate those risks.
Key Responsibilities:
* Lead Audit Engagements: Plan, execute, and oversee AML/CFT audit engagements, including risk assessments, audit planning, testing, control evaluations, report drafting, and billing.
* Client Management: Act as the primary point of contact for clients during audit engagements, ensuring clear communication and addressing any concerns or issues.
* Regulatory Compliance: Ensure all audit activities comply with relevant AML/CFT regulations and standards.
* Team Supervision: Supervise and mentor audit team members, providing guidance and support to ensure high-quality audit outcomes.
* Report Preparation: Prepare detailed audit reports summarizing findings, recommendations, and action plans for clients.
* Continuous Improvement: Identify opportunities for process improvements and implement best practices in AML/CFT auditing.
Qualifications:
1. Education: Bachelor’s degree in accounting, finance, law, or a related field. Advanced certifications such as CAMS (Certified Anti-Money Laundering Specialist) or CIA (Certified Internal Auditor) will be an advantage.
2. Experience: Minimum of 3 years of experience in AML/CFT auditing or compliance.
3. Skills: Strong understanding of AML/CFT regulations, excellent analytical and problem-solving skills, and effective communication and leadership abilities.
Key Competencies:
1. Attention to Detail: Ability to identify and address potential compliance issues with precision.
2. Leadership: Proven ability to lead and motivate a team to achieve audit objectives.
3. Communication: Strong written and verbal communication skills for effective client interactions and report writing.
4. Analytical Thinking: Ability to analyze complex data and identify trends and patterns related to AML/CFT risks.
Additional Information
Our commitment to you and the environment
As a forward-looking business, sustainability is integral to our strategy and operations. Our sustainability depends on us building and maintaining meaningful, long-term relationships with all our stakeholders – including our employees, clients, and local communities – while also reducing our impact on our natural environment.
For further information, and to apply, please visit our website via the “Apply” button below.
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