Description
:
Job Title Regulatory Control Senior Advisor
Location Birmingham
Corporate Title Assistant Vice President
Employee Compliance’s (EC) core function is to provide effective advice and tools to enable Deutsche Bank employees to observe the highest standards of individual behavior and conduct and to assess, monitor and report on Compliance risks posed by Employees and Contingent Workers associated with, amongst others, the following areas: Personal Account Dealing (PAD); Employee Compliance Attestations; and Licensing & Registrations.
As a key member of the EC Strategy and Risk Management Team, you will be responsible for supporting EC in achieving key strategic priorities including existing and transformational goals through the establishment and development of globally consistent minimum standards according to risk appetite and best practice.
What we’ll offer you
A healthy, engaged and well-supported workforce are better equipped to do their best work and, more importantly, enjoy their lives inside and outside the workplace. That’s why we are committed to providing an environment with your development and wellbeing at its centre.
You can expect:
1. Hybrid Working - we understand that employee expectations and preferences are changing. We have implemented a that enables eligible employees to work remotely for a part of their working time and reach a working pattern that works for them
2. Competitive salary and non-contributory pension
3. 30 days’ holiday plus bank holidays, with the option to purchase additional days
4. Life Assurance and Private Healthcare for you and your family
5. A range of flexible benefits including Retail Discounts, a Bike4Work scheme and Gym benefits
6. The opportunity to support a wide ranging CSR programme + 2 days’ volunteering leave per year
Your key responsibilities
7. Assisting the Global Head of EC and the Head of EC Strategy and Risk Management on global discussions/initiatives and developing risk-based proposals to support EC strategic deliverables ensuring alignment with global regulatory standards and best practice
8. Establishing framework and governance over EC’s Management Information and Reporting
9. Attending and governance of EC’s Leadership Team meetings/actions
10. Leading the maintenance and development of the EC strategic book of work framework
11. Facilitating reviews (e.g., global Licensing and Registrations review)
12. Supporting the maintenance and development of EC technology systems used to record and assess disclosures and attestations
13. Provide trusted advisory support to the EC Strategy and Risk Management Team on the Bank’s EC policies and associated controls to ensure minimum standards, risk appetite and processes are implemented on a globally consistent basis
Your skills and experience
14. Understanding, interpreting, and implementing risk-based solutions to meet global regulatory expectations (preferably as they relate to PAD)
15. Oversight and implementation of operational processes
16. Experience running/supporting governance processes
17. Supporting data and technology initiatives, ideally using an agile methodology
18. Developing and implementing strong governance controls and processes
19. Management of large sets of data – excellent excel/powerpoint skills
20. Provision of Management Information to address business and operational risks
How we’ll support you
21. Training and development to help you excel in your career
22. Flexible working to assist you balance your personal priorities
23. Coaching and support from experts in your team
24. A culture of continuous learning to aid progression
25. A range of flexible benefits that you can tailor to suit your needs
26. We value diversity and as an equal opportunities’ employer, we make reasonable adjustments for those with a disability such as the provision of assistive equipment if required (e.g. screen readers, assistive hearing devices, adapted keyboards)
Please note the expected salary for some roles may be below the minimum level requirements to support candidates who require a Skilled Worker visa to work in the UK. Should you already have a Skilled Worker visa and are identified for a role, we can discuss and support you with the process
About us
is the leading German bank with strong European roots and a global network. Click to see what we do.
Deutsche Bank in the UK is proud to have been named in for five consecutive years. Additionally, we have been awarded a Gold Award from Stonewall and named in their for our work supporting LGBTQ+ inclusion.
We strive for a in which we are empowered to excel together every day. This includes acting responsibly, thinking commercially, taking initiative and working collaboratively.
Together we share and celebrate the successes of our people. Together we are Deutsche Bank Group.
We welcome applications from all people and promote a positive, fair and inclusive work environment.