Job Description
Our client, a leading player in the FinTech and payments industry, is seeking a skilled and motivated Compliance Analyst to join their growing team in London. This permanent role is ideal for professionals with 1-3 years of experience in compliance within the FinTech or payments sectors, offering the chance to contribute to cutting-edge financial solutions while ensuring adherence to regulatory requirements.
Key Responsibilities
1. Monitoring and assessing the company’s compliance with UK and international regulations, including FCA guidelines, PSD2, AML, and GDPR.
2. Developing and implementing compliance policies, procedures, and frameworks to mitigate regulatory risks.
3. Conducting due diligence and ongoing monitoring of customers and third-party partners.
4. Assisting in the preparation and submission of regulatory filings and reports.
5. Performing risk assessments and recommending improvements to internal controls.
6. Supporting internal and external audits related to compliance activities.
7. Providing training and guidance to staff on compliance best practices and updates to regulatory requirements.
8. Staying informed about industry trends, regulatory changes, and emerging risks within the FinTech and payments sectors.
9. Investigating and reporting suspicious activities, ensuring robust SAR (Suspicious Activity Reporting) processes.