About the Role
Join our newly formed Business Assurance Team as a Business Assurance Technical Analyst. In this role, you will be instrumental in shaping our processes, ensuring the quality and compliance of our financial advice. This is a unique opportunity to be part of a dynamic team from its early stages, influencing its development and growth.
What's In It for You:
* Career Growth: Develop your career in a supportive environment with opportunities for advancement.
* Flexible Working: Enjoy a balance of office and remote working.
* Professional Development: Receive ongoing training and support to enhance your skills.
* Collaborative Environment: Work closely with various teams and senior stakeholders.
* Impactful Work: Contribute to delivering excellent outcomes for our clients.
* Leadership Opportunities: Deputise for the Business & Quality Assurance Lead and take on additional responsibilities.
Key Responsibilities:
* Communicate technical changes and conduct calibration activities.
* Provide training and support for Business Assurance Specialists.
* Plan and lead thematic reviews and support the Business Assurance Lead.
* Update internal systems and manage business assurance data trends.
* Liaise with key stakeholders to implement process changes.
* Support compliance monitoring, audit activities, and remediation cases.
About You
Qualifications and Experience:
* Experience in a Financial Services environment.
* Broad understanding of Financial Planning markets, including Advice, Product Providers, and Lenders.
* Knowledge of Financial Services Regulation (e.g., RDR, MIFID ll, SDR).
* Strong analytical skills and a professional attitude.
* Ability to cope under pressure and react quickly to changing priorities.
* Proficiency in Excel, Word, PowerPoint, and management information systems.
Educational Qualifications:
* Chartered Level 6 Qualified.
* AF3 Pension Transfers (or equivalent).
* CF6, ER1, CF8 (or equivalent preferred).
Our Values
* Do the right thing: Integrity and commitment to clients and communities.
* Always curious: Continuous learning and innovation.
* Embrace challenge: Ambition and growth.
* Stronger together: Collaboration and empowerment.
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