Head of Compliance Brokerage £140K-£150K London (City) The role: Manage the Compliance team actively to support the development of a positive Compliance culture within the firm Identify, recommend and implement areas for improvement and business process developments where appropriate. Responsibility for Control Effectiveness testing and submission of written reports / Management Information Horizon scanning of new regulatory developments and recommending changes required. Supervision of the Onboarding Team Supervision of the Market Surveillance activity Responsible for ensuring that the Training & Competency program is carried out as stipulated Identifying gaps in compliance and recommending adjustments to policies, procedures and controls Ensuring HR procedures are correctly supervised and adhered to To liaise with Heads of Departments to maintain 2 nd line defense The requirements - Previously held SMF16/17 role within a brokerge firm Robert Half Ltd acts as an employment business for temporary positions and an employment agency for permanent positions. Robert Half is committed to diversity, equity and inclusion. Suitable candidates with equivalent qualifications and more or less experience can apply. Rates of pay and salary ranges are dependent upon your experience, qualifications and training. If you wish to apply, please read our Privacy Notice describing how we may process, disclose and store your personal data: roberthalf.com/gb/en/privacy-notice.