Company bonus Holiday - 25 days per year plus bank holidays Increasing to 27 days after 5 years’ service Smart Pension scheme Phantom share scheme Private Medical Insurance Salary sacrifice scheme Life assurance The Burford Recruitment Company is delighted to be working with our client, a prestigious financial services business in Newcatle-under-Lyme, Staffordshire, to find a Compliance Assistant. This is a fantastic opportunity for a driven individual to play a key role in ensuring the company remains compliant with all relevant regulatory frameworks. Key Responsibilities: Support the Compliance Officer in implementing an effective systems and controls framework to ensure compliance with FCA regulations and other relevant legislation (e.g., Data Protection Act, Proceeds of Crime Act). Assist in monitoring and reviewing business processes to safeguard against risk, fraud, or irregularities. Help identify and rectify rule breaches, ensuring all reporting requirements are fulfilled. Provide advice to employees to ensure process improvements align with regulatory standards. Coordinate the handling of client complaints, ensuring all responses meet compliance requirements. Collaborate on the creation and improvement of internal systems to maintain regulatory compliance and enhance operational efficiency Ensure compliance with Health and Safety requirements and conduct an annual review of the Business Continuity Plan (BCP). Skills & Experience Required: Minimum of 3 years’ experience in a compliance role Knowledge of FCA regulations and some monitoring work. Strong understanding of business processes, standards, and policies within the financial services industry. A relevant industry qualification such as CISI Investment Operations Certificate (IOC) or equivalent is preferred; strong industry experience will also be considered. Ability to manage a varied workload and work under pressure within a small team. Please note : This is a fully office based role and you will need to live within a commutable distance to Newcastle-under-Lyme, Staffordshire. This is a great opportunity for someone looking to advance their career in compliance, offering competitive salary and excellent professional growth opportunities Apply now to join a dynamic team and make a meaningful impact