Company bonus
* Holiday - 25 days per year plus bank holidays
* Increasing to 27 days after 5 years’ service
* Smart Pension scheme
* Phantom share scheme
* Private Medical Insurance
* Salary sacrifice scheme
* Life assurance
The Burford Recruitment Company is delighted to be working with our client, a prestigious financial services business in Witney, Oxfordshire, to find a Compliance Assistant. This is a fantastic opportunity for a driven individual to play a key role in ensuring the company remains compliant with all relevant regulatory frameworks.
Key Responsibilities:
* Support the Compliance Officer in implementing an effective systems and controls framework to ensure compliance with FCA regulations and other relevant legislation (e.g., Data Protection Act, Proceeds of Crime Act).
* Assist in monitoring and reviewing business processes to safeguard against risk, fraud, or irregularities.
* Help identify and rectify rule breaches, ensuring all reporting requirements are fulfilled.
* Provide advice to employees to ensure process improvements align with regulatory standards.
* Coordinate the handling of client complaints, ensuring all responses meet compliance requirements.
* Collaborate on the creation and improvement of internal systems to maintain regulatory compliance and enhance operational efficiency
* Ensure compliance with Health and Safety requirements and conduct an annual review of the Business Continuity Plan (BCP).
Skills & Experience Required:
* Minimum of 3 years’ experience in a compliance role
* Knowledge of FCA regulations and some monitoring work.
* Strong understanding of business processes, standards, and policies within the financial services industry.
* A relevant industry qualification such as CISI Investment Operations Certificate (IOC) or equivalent is preferred; strong industry experience will also be considered.
* Ability to manage a varied workload and work under pressure within a small team.
Please note: This is a fully office based role and you will need to live within a commutable distance to Witney, Oxfordshire (OX28)
This is a great opportunity for someone looking to advance their career in compliance, offering competitive salary and excellent professional growth opportunities
Apply now to join a dynamic team and make a meaningful impact