Location: London
Team Size: 4 (1 direct report)
Sector: Managing General Agency (MGA)
About the Role:
As Compliance Manager, you will be a key figure in a collaborative team of four, reporting to the Head of Compliance. In this generalist compliance capacity, you will oversee regulatory frameworks, provide strategic advice, and ensure adherence to all relevant standards. A core part of your role will involve delivering expert regulatory guidance for our Mergers & Acquisitions (M&A) activities, making you a valued partner in our growth strategy.
You will also lead and develop one compliance analyst, fostering a culture of excellence and continuous improvement.
Key Responsibilities:
* Regulatory Oversight: Monitor and ensure compliance with FCA regulations, GDPR, and other relevant laws.
* M&A Regulatory Advice: Act as the primary compliance advisor for any M&A activities, conducting due diligence and offering actionable insights.
* Policy Development: Draft, implement, and maintain compliance policies and procedures.
* Team Leadership: Manage and mentor one compliance officer, promoting skill development and alignment with company goals.
* Training & Awareness: Design and deliver compliance training for staff across the organization.
* Risk Management: Identify, assess, and mitigate compliance risks in partnership with key stakeholders.
* Audit Support: Liaise with auditors and regulators, ensuring timely responses and thorough documentation.
1. What We’re Looking For:
* Experience: Insurance, preferably Lloyds is a must
* Knowledge: Strong understanding of FCA regulations and regulatory due diligence in M&A.
* Leadership Skills: Proven experience managing or mentoring team members.
* Analytical Ability: Able to assess complex regulatory requirements and offer pragmatic solutions.
* Communication Skills: Exceptional written and verbal communication to convey regulatory insights clearly to stakeholders.