Job Description
Regulatory Advisory (Compliance) Manager
Salary: £65,000-75,000
This position is with a renowned, market-leading provider of tech services that specialise in the wealth management and platform sectors globally.
The role is part of the 2nd Line Compliance function, providing guidance and compliance advice to the business, while also working with internal stakeholders and clients.
Key Responsibilities
* Analyse changes to regulations and legislation that impact the business
* Provide advisory oversight to the business and clients to meet FCA requirements
* Collaborate with SMEs business-wide to implement Compliance solutions
* Provide compliance training where required
Your Profile
* Strong regulatory compliance knowledge in the following areas: COBS, SYSC, COLL, CASS
* Previous experience in a regulatory/advisory position, ideally within an investment platform
* Ability to communicate effectively with senior stakeholders, both inside and outside of the business
* Professional qualification
For a full breakdown of the role, please apply here!
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