Job Description
We're working with a boutique, growing RegTech Consultancy who support various Financial Services clients on a Trade & Transaction Reporting SME.
Their platform support reporting regimes such as MiFID, SFTR, EMIR and ASIC and are quickly gaining momentum as the industry's TR SME's. They are onboarding plenty of new clients and are looking to hire as a result.
If you have 2+ compliance experience, are keen to learn all things transaction reporting, and want to work for a dynamic, growing boutique... please read on:
The role:
* Undertake trade and transaction reporting processes ensuring alignment with the relevant regulations.
* Maintain up-to-date knowledge of regulatory requirements and industry best practices.
* Monitor and review reporting data for accuracy and completeness.
* Provide guidance and support to clients on regulatory reporting requirements.
* Assist in the development and implementation of reporting policies and procedures.
* Keep abreast of changes in regulatory requirements and advise development team accordingly.
* Assist in the delivery of trade and transaction reporting training, webinars, videos, round tables and panels.
To find our more, please apply with your CV which will outline the following:
* Knowledge of MiFID, MiFIR or EMIR regulations
* Knowledge of SFTR, ASIC, CFTC, and MAS regulations (desirable)
* 2+ years of experience wholesale compliance experience within a financial services or the FCA.