I’m partnering with a leading financial services firm in London seeking a versatile and skilled Compliance Officer to join their team. This is a fantastic opportunity to work on exciting projects alongside talented professionals in a dynamic environment that fosters growth and development. What sets this firm apart is its strong commitment to flexibility and hybrid working. You'll enjoy the benefits of a balanced work arrangement, with just two days per week required in the office. If you’re looking for a role that offers both professional challenges and work-life balance, let’s connect!
Role Summary
* Implement and deliver a Compliance Monitoring Programme.
* Conduct reviews testing internal controls.
* Provide expert compliance advice and promote a positive compliance culture.
* Oversee compliance registers (e.g., Gifts, Conflicts, Personal Dealing) and manage FCA reporting.
* Support compliance training, awareness initiatives, and regulatory horizon scanning.
* Collaborate with teams to deliver insights on compliance and risk management.
* Build strong relationships with business functions to ensure ongoing compliance.
You must have
* Regulatory compliance experience from a financial services firm.
* Compliance monitoring experience.
* Regulatory compliance understanding including but not limited to COBS and SYSC.
Package
* Up to £57,000 on the base.
* 15% pension.
* 30 days holiday.
* Hybrid working.
* Bonus.
Please contact me for more information with your CV at NE@barclaysimpson.com
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