Brookson is recruiting for a Group Compliance Manager to join the Brookson Group. This role operates within a matrix management structure, reporting to both the Head of Financial Services within the UKI Operations management team and the General Counsel for the UK under the EMEA Legal & Compliance function.
We have offices in Warrington (our HQ), Bournemouth, and Coventry. Recently, we were acquired by People2.0, a global company specialising in workforce management solutions and global employment services, which means exciting opportunities for career development await you.
Our Coventry office (CV5) is easily accessible by car and an 8-minute walk from the nearest train station. We offer hybrid working, with a minimum requirement of 2 days in the office and the flexibility to work from home the rest of the week. During an initial training period, you'll be in the office full-time for team integration and peer training.
What will you be doing as Group Compliance Manager?
1. Manage the FCA relationship, including all FCA reporting requirements.
2. Monitor regulatory changes, advising management on proactive compliance actions.
3. Oversee the centralised investment proposition and manage compliance for new regulations (e.g., Consumer Duty, Product Governance).
4. Develop, implement, and manage all compliance documentation (e.g., suitability reports, advice standards, T&C schemes).
5. Conduct and m...