Job Description
Job Role:
We are seeking a proactive and hands-on Compliance Officer with solid experience in commodities and derivatives, to join our London office on a full-time basis. In this role, you will support the Group Head of Compliance in ensuring the effective oversight of our securities business, with a particular focus on regulatory advisory and operational compliance.
Job Requirements:
* Previous experience in a financial services or regulatory environment, ideally within a venue, OTF or MTF or similar regulated brokerage firm.
* Strong understanding of electronic trading platforms, associated regulatory requirements (FCA, EU), and practical experience with commodities and derivatives.
* Experience with regulatory and transaction reporting programmes.
* Demonstrated ability to operate independently while supporting the broader compliance team.
* Excellent communication skills with the ability to simplify and present regulatory content to diverse stakeholders.
* Customer-service mindset with a commitment to ensuring operational processes run smoothly and efficiently.
* Strong analytical skills with a good understanding of how to utilise data to support compliance oversight.
* Proactive, solutions-focused, and committed to high standards of professional conduct.
Job Responsibilit...