Job Description
Prominent global private equity firm is seeking a Senior Legal Compliance Officer/Attorney to join their growing team!
* 7+yrs experience
* Financial services, PE, FCA compliance. SEC knowledge is a plus.
* Will report to the GC and CCO who sit in the U.S.
* Provision of advice concerning regulatory and operational matters and internal policies, whether in a structured context or ad hoc.
* Managing the periodic review and maintenance of Compliance and Operations policies, procedures and risk assessments. Providing specialised training, as appropriate.
* Working closely with the Chief Compliance Officer on policy maintenance and regulatory initiatives.
* Acting as the principal liaison officer for relevant regulatory authorities, including the UK Financial Conduct Authority (FCA)