THE COMPANY: Our client is a successful brokerage firm based in the City. They are looking to hire a Compliance & Money Laundering Reporting Officer on a permanent basis. THE RESPONSIBILITIES: To develop and maintain a robust compliance framework Develop and manage the day-to-day relationship with the FCA and other relevant regulators To chair the Compliance and Conduct Committee Interpret, translate and assess the impact of regulatory Provide subject matter expertise to the business Develop a highly skilled, diverse and motivated compliance team to meet the growing needs of the Firm Attracting and developing talent for the future and ensuring the high standards across the team Compliance training Evaluate and challenge company performance and business practices against industry best practice. Oversee and monitor the monitoring systems which are in place to combat market abuse, escalating any instances to senior management for appropriate action. Production of comprehensive monitoring reports and trends analysis, targeting areas of conduct risk, or where remedial action is required. EXPERIENCE REQUIRED: Experience in an FS brokerage firm operating as an SMF16/17 Extensive knowledge of relevant UK regulatory and compliance requirements Proven leadership, and people management and development skills Knowledge of derivatives and also ideally commodities For further information please contact Natalie Eshelby