Job Description Job title: Compliance Analyst Location: hybrid in Peterborough, 3 days on-site. Salary: up to £40k This is a fast-growing Fintech business specialising in pensions and investments. Compliance Analyst in Regulatory Compliance team responsible for conducting compliance monitoring activities. Reporting to the Compliance Director, the key focus of this role will be on ensuring that Quai is compliant with all its regulatory responsibilities. Key responsibilities and accountabilities · Plan and execute compliance monitoring on internal first line controls, as part of the Business’ second line of defence. · Provide timely governance reporting into committees/Board using the format and on the frequency specified. · Participate in audit reviews performed by third parties (e.g. Clients and CASS Auditors) and other external meetings where required. · Assist with regulatory reporting as required. · Review product literature (e.g. Key Features Documents, T&C’s) to ensure material is compliant. · Maintain knowledge of our existing and potential relationships. · Maintain knowledge of regulatory change through the review of bulletins, completion of CISI professional refreshers and attendance at meetings, workshops and conferences. · Ensure that compliance policies and procedures are kept updated following regulatory change or any process amendments. · Interpret rules, regulations and guidance in order to provide advice and guidance to colleagues (including senior management) and third parties. · Attend project (internal and external) and committee meetings as required and provide advice, guidance and challenge where appropriate. Requirements : 2-4 years' experience working at an FCA regulated firm A strong knowledge of JMLSG Experience conducting electronic verification searches using AML tools such as Creditsafe, SmartSearch, Onfido etc. Experience with Creditsafe would be particularly advantageous Able to pick tasks up quickly and follow instruction Must be organised and thorough Should have a general understanding of: FCA regulatory requirements HMRC requirements covering pensions and ISA; Data Protection legislation. LI-PB1