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Investment Management and Platform Compliance Officer, West Midlands
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Client:
IDEX Consulting
Location:
West Midlands, United Kingdom
Job Category:
Finance
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EU work permit required:
Yes
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Job Reference:
f44796bca226
Job Views:
15
Posted:
26.04.2025
Expiry Date:
10.06.2025
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Job Description:
I am currently looking for an experienced Compliance Specialist to join a SME within the wealth/asset management industry. This company has experienced significant success and is currently undergoing an acquisition phase within their compliance department.
This is a stand-alone role requiring a hands-on approach. The ideal candidate will have strong experience as a Compliance Analyst or Manager, preferably with a background in asset management.
Responsibilities:
* Lead and oversee the investment compliance sector of the business
* Develop regulatory compliance policies and procedures
* Advise on regulatory issues
* Provide second-line challenge and oversee the investment team
* Lead and manage projects
* Identify ways to improve the business and provide guidance
* Report directly to the CEO
Benefits include:
* Full flexibility and remote working
* Generous bonus and pension
If this role interests you and you'd like more information, please send your CV or contact Samantha at [contact details].
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