Head of Regulatory Compliance
Pensions, Investments and Benefits
Location: Glasgow (Hybrid – 2 days a week in the office)
This functional Head of Compliance role represents a great opportunity for a Senior Manager to step up and take on their first ‘Head of’ role. You will lead a small team (4 FTE) and provide Compliance advice and guidance to senior management and the various business units, as well as design and implement the Compliance Monitoring Plan.
In addition, you’ll manage and oversee all regulatory reporting and communication requirements with the relevant regulators (FCA and IFoA) and operate as Deputy MLRO, ensuring all Financial Crime policies, procedures and systems are fit for purpose.
You must have a proven track record of being able to influence senior stakeholders, helping to set a top-down tone approach to Compliance. You’ll be an experienced senior Compliance specialist with broad experience gained within a relevant Financial Services environment (pensions, investments and/or benefits). Any previous experience of IoFA reporting would be advantageous but is not essential.
Interested?
Click apply. Not got an up to date CV? You can always give me (Mark) a call on 0121 274 0357 for an informal chat or email me at mark.wilson@willowresourcing.co.uk. We’ll pick it up from there.
Seniority level
* Mid-Senior level
Employment type
* Full-time
Job function
* Other
* Industries: Financial Services and Investment Management
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