EXCLUSIVE: PART TIME HEAD OF LONDON COMPLIANCE – MUST HAVE HELD SMF 16/CF10 IN A FUND MANAGEMENT FIRM
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We are exclusively recruiting for our client, a niche US Hedge Fund, looking for a part-time Head of Compliance to run day-to-day duties in London. Reporting to the US based Head of Compliance (& Registered SMF16), duties will include:
* Horizon Scanning on all FCA regulations especially those affecting trading
* Ongoing advice on trading matters
* Work closely with London Head of Marketing on Distribution & Financial Promotions
* Advise on Pan EU trading & distribution (alongside external counsel when needed)
* Advise US based Operations Team on any UK reporting needs
You should have at least six years FCA Compliance experience from Investment Management and have held the SMF16 (or CF10) before, as within a year you would be expected to take this on. Any experience of Hedge Funds or of Structured Credit is useful although full training is provided. However, you must be prepared to roll your sleeves up on the detail and fit into a small firm and very small London office. The role is based on 3 days per week with attendance expected on Tuesday, Wednesday & Thursday (though the firm is very happy if part-time those days to suit childcare or avoiding rush hour commuting, with the other hours made up WFH on Monday & Friday).
So, if that sounds like you, then please send your details to our MD, David Symes FCA, at (including contact number); however, please note we cannot reply to all applications, so only successful applications will be contacted (although under no circumstances are your details ever passed on without your specific permission).
Compliance Recruitment Solutions Limited (CRS) are acting as an employment agency in relation to this role. The recruiter has stated that all applicants for this job should be able to prove that they are legally entitled to work in the UK. Through application, all candidates signify their acceptance of the above information and confirm that the information they provide is true and accurate to the best of their knowledge.
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