Lutine Bell are supporting a leading UK Investment organisation to appoint their Head of Compliance Monitoring.
While professional experience and qualifications are key for this role, make sure to check you have the preferable soft skills before applying if required.
This is an excellent opportunity to join a well-established innovative organisation in a 'Head of' position; performing 2LoD monitoring, seeking assurance that the firm meets its regulatory obligations and supporting to ensure risk and controls are effectively managed.
Salary: Up to £55,000 + £500 p/month bonus & Benefits
Location: Newcastle - Hybrid (1 day p/w onsite)
Minimum Requirements:
1. Experience in a Compliance/Assurance function within Financial Services
2. Worked on the designing & completing monitoring plans
3. Strong knowledge of the FCA Handbook.
4. Excellent communication skills and be commercially minded
If you feel this would be a good match for yourself or someone you know, please feel free to get in touch with me to discuss further.
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