Direct message the job poster from Arbuthnot Yon.
Driven and macro hedge fund, regulated by the FCA and SEC, is now looking for a Head of Compliance for their HQ in London, Mayfair.
The successful candidate will report to the COO and be given plenty of autonomy. This is not the first compliance hire, so policies and procedures have already been set up in the department, and this role will also supervise a junior compliance analyst.
What will be involved:
* Acting as SMF16/17 for the business and as such, acting as the main point of contact with FCA and SEC, and any other relevant regulatory bodies;
* Conducting trade compliance monitoring across all asset classes traded, and implementing system improvements;
* Maintaining and improving the compliance monitoring programme, reviewing marketing materials;
* Training employees in the area of compliance and encouraging a strong culture of compliance within the fund;
* Keeping up-to-date with current and future regulatory laws both in UK and internationally.
This role is full time in their Mayfair office, but our client does offer some flexibility around working hours as and when needed.
A competitive base salary is on offer, along with an annual discretionary bonus and benefits (medical, dental etc.)
For more information, please contact:
07900 692209
OR
07944 390723
Due to a high volume of applications, we will only respond to those we deem suitable for the role.
Seniority level
* Mid-Senior level
Employment type
* Full-time
Job function
* Other and Finance
* Industries
* Investment Management and Financial Services
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