Audit & Risk Recruitment have been asked by a London based insurances company to source a Risk and Compliance Analyst to join a growing team.
This role will suit someone with circa 2-4 years’ experience in a Risk, Compliance, Control or Audit function with circa 1+ years’ experience of regulatory compliance
Our client has developed a people-first culture and has both a strong track record of organic growth, as well as an active acquisition strategy, so are growing quickly. As a result of this growth, they are looking for a detail-oriented compliance professional with a proven ability to navigate regulatory landscapes and deliver practical solutions.
You will have expertise in compliance policies, risk management, and regulatory frameworks, be a trusted advisor to both employees and senior management, and want to work in a collaborative environment.
In this role you will be responsible for:
• The completion of monitoring and operational tasks as set out in the Compliance Monitoring Plan.
• supporting Compliance and Risk analysis
• supporting the Third-party onboarding process.
• reviewing of Gifts & Hospitality declarations
• reviewing of Conflicts of Interest declarations
• supporting compliance projects.
• reviewing and approving marketing materials and promotions, working closely with the Marketing team and meeting agreed deadlines.
• supporting the provision of practical advice to managers on regulatory issues
• reviewing and investigate Sanctions matches providing guidance to the business on a match and confirming if the transaction can proceed.
• staying informed about FCA requirements and how they affect the business.
Base Salary - £36,000 to £40,000 plus benefits