Part-time Head of Compliance & MLRO, SMF16 & 17 (3 days per week)
Retail Investments
Location: London (Hybrid – 2 days per week in the London office)
Salary: £120k - £130k FTE
Looking for a part-time Head of Compliance role with plenty going on?
This established investment management firm is already authorised but is looking to extend its permissions over the coming year, and you’ll be responsible for project managing these additional applications.
You’ll be responsible for ensuring the business operates compliantly, taking on responsibility for both Regulatory and Financial Crime Compliance for the firm.
You’ll adopt a balanced and reasoned approach to the interpretation and application of regulatory rules and guidance, ensuring the business meets its investors’ needs, its regulatory requirements and its business objectives.
You’ll also undertake horizon scanning to keep the leadership team abreast of any changing regulatory requirements, ensuring the business responds accordingly.
You’ll be an experienced senior Compliance specialist familiar with operating at this level within the Retail Investment Management arena, ideally as an SMF16.
You’ll have a proven track record of senior stakeholder engagement, whilst excellent communication, negotiating and influencing skills are essential.
You must also be happy working in a hands-on manner – you’ll never be far from the coalface.
Interested?
If so, click apply and send over your CV.
Not got an up to date CV?
Don’t worry, you can always give me (Mark) a call on 0121 274 0357 for a confidential discussion or email me at mark.wilson@willowresourcing.co.uk letting me know that you’re interested. We’ll pick it up from there.