Role Overview:
The Compliance Analyst will manage compliance processes for both clients and the company. This role provides an excellent opportunity to enhance your skills in a dynamic setting, offering extensive regulatory exposure.
Key Responsibilities:
* Supervising & overseeing the activities of appropriate representatives.
* Conducting regular meetings with the appointed representatives.
* Ad-hoc day to day Compliance tasks & duties.
* Drafting policies, procedures, and relevant legal agreements.
* Over viewing, updating and managing the compliance portal.
* Review & implement the compliance monitoring & create regulatory risk assessments.
* Understanding regulated activities overseen by the regulatory body & reporting to the compliance committee.
* Familiarity with the regulatory framework and implementing new rules and providing guidance.
* Staying informed about regulatory changes at all times to work with senior team members.
Requirements:
* Ability to manage multiple tasks, prioritise across various projects, and work in a team orientated environment.
* Accountable, responsible, and able to work both independently and within a team.
* Strong interpersonal skills with the ability to communicate effectively.
* 3 years experience within a regulated firm & expertise on regulatory compliance frameworks.
* Finance, Law or other related courses.
If you would like to find out more about this opportunity, don't hesitate to get in touch.