Compliance Specialist - Algorithm Trading
We are working exclusively with a trading firm seeking an experienced Compliance Officer for their London office to support FX and Commodity. The role focuses on regulatory compliance, improving frameworks, and will collaborate closely with Trading, Legal, Risk, and Technology teams.
Core Responsibilities:
* Advising traders on compliance matters related to foreign exchange and commodities.
* Overseeing daily trading activities and conducting communication surveillance. Handling inquiries from regulatory bodies and exchanges.
* Managing transaction reporting processes, including MiFIR and EMIR. Ensuring accurate trading registrations with exchanges.
* Performing risk assessments for compliance, anti-money laundering, and market abuse, and implementing necessary controls.
* Evaluating business development projects and establishing robust compliance frameworks.
* Providing compliance training to staff.
Skills and Experience:
* Experience in compliance within derivatives markets.
* In-depth knowledge of FX and commodity derivative trading regulations.
* Background in OTC and algorithmic trading compliance and surveillance.
* Strong grasp of UK trading regulations; candidates who are familiar with US listed derivatives (e.g., CME, ICE, OCC) will have an advantage.
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