* Work with the head of compliance
* Excellent benefits
* Prestigious business
Meraki Talent are currently working with a leading financial services business who are looking to identify a Compliance Analyst to join their team.Reporting directly into the Head of Compliance you will help provide an effective systems and controls framework across the organisation, to ensure compliance with all regulatory regimes under which the business operates. The focus is primarily on FCA compliance but also encompasses compliance with other regulation such the Data Protection Act and Proceeds of Crime Act.Some of your duties and responsibilities will include:
1. To undertake tasks relating to the implementation of the objectives set out in the Compliance policies and Compliance Monitoring Programme
2. To assist the Head of Compliance in ensuring that the Company establishes and maintains, at all times, effective systems or internal controls in order to manage and minimise the risk of losses to clients or to the Business from errors, irregularities or fraud
3. Assist in monitoring all aspects of the business to identify actual or potential weaknesses of internal controls, so that prompt remedial action may be taken by Senior Management
4. To assist in monitoring proposed changes in legislation with particular relevance to compliance of all regulatory regimes
5. To assist the Head of Compliance in identifying, investigat...