Legal & Compliance Manager
Location: Chobham
Salary: Up to £40,000
Type: Full-Time Permanent
Work Model: Hybrid
Note: Own transport required due to location of office.
Outstanding opportunity for an ambitious professional to make a significant, long-lasting contribution to a high-profile business at a key point in its development. You will ensure that the business and its employees comply with all relevant regulations, legislations, and internal policies.
Essentials:
1. Excellent problem-solving skills and the ability to make critical decisions with little information available.
2. Excellent analytical skills and the ability to analyze and interpret information quickly.
3. In-depth understanding of industry standards and regulations.
4. Excellent understanding of reporting procedures and record-keeping.
5. Excellent project management skills and the ability to be methodical and diligent.
6. Detail orientation and the ability to identify minimal changes in regulations.
7. Excellent conflict management skills and the ability to resolve issues easily.
8. At least three years of experience in financial services, compliance management, legal practice, consultancy, or other managerial areas.
9. Proven working experience in UK conduct regulations, regulatory change management requirements, and applicable laws.
Key Responsibilities:
1. Lead ISO 9001 and 27001 system maintenance and implementation.
2. Conduct internal audits across all compliance areas.
3. Develop and oversee control systems to prevent or deal with violations of legal guidelines and internal policies.
4. Evaluate the efficiency of controls and continuously improve them.
5. Revise procedures, reports, etc., periodically to identify hidden risks or non-conformity issues.
6. Proactively identify, record, and escalate compliance risks to relevant stakeholders.
7. Create appropriate training materials and resources to support the business.
8. Assist in planning and implementing communications to ensure all staff are aware of their compliance obligations.
9. Support the deployment of compliance monitoring processes, including reviews and audits.
10. Advise the business on general compliance in new processes and projects.
11. Manage customer and supplier due diligence processes.
12. Complete DPIAs and data management security questionnaires.
To help speed up the process of uploading your CV to the client, we suggest you send us your CV in Word format (or equivalent) if possible, rather than as a PDF.
Disclaimer: Due to the high amount of interest for each of our roles, we cannot respond to each application individually. If you do not hear back from one of our consultants within 14 days, you have not been shortlisted for this role.
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