Job Description
Job Title: Compliance Manager
Location: London
Job Description:
We are looking for a Compliance Manager to support the Head of Compliance in overseeing and implementing our comprehensive compliance program. This is a unique chance to join a well-established alternative investment management group.
Company Overview:
Well established and boutique investment manager specialising in fixed income markets, targeting opportunities within the most liquid global markets. Our UK office is regulated as an Alternative Investment Fund Manager, whilst other international branches operate under MiFID regulations, overseen by the local financial supervisory authority.
Key Responsibilities:
* Ensuring ongoing regulatory compliance across the Group
* Overseeing compliance monitoring program reviews
* Assisting with regulatory filings (FCA, NFA)
* Reviewing and approving financial promotions
* Maintaining and updating compliance policies and procedures
* Conducting surveillance via Bloomberg BVault
* Keeping compliance records and registers up to date
* Monitoring regulatory changes and coordinating with the Head of Compliance and CCO to implement necessary updates
* Managing outsourced compliance functions internationally.
* Providing guidance on compliance questions and assisting with counterparty due diligence.
* Supporting ad hoc legal matters (e.g., NDA and third-party agreement reviews) and coordinating with legal counsel as needed.
Requirements:
* 5-7 years of relevant compliance experience
* Strong understanding of UK regulations, including AIFMD, MAR, MiFID, and the FCA Handbook
* Excellent project management skills
* Outstanding written and verbal English communication skills
* Team-oriented, proactive, and able to devise solutions to diverse compliance issues
* Strong relationship-building skills, both internally and externally
If you’re a motivated compliance professional looking to contribute to a dynamic and collaborative team, we’d love to hear from you!