Job Description
Risk and Compliance Manager
* Location: Hampshire / Surrey Borders
* Job Type: Full-time
* Salary: Up to £85,000 (Depending on Experience)
Join an award-winning, Legal 500 ranked law firm known for its commitment to growth, fostering strong relationships, and ambitious approach to providing full-service legal guidance. We are seeking a proactive Risk and Compliance Manager to enhance our firm’s risk and compliance function, focusing on automation, efficiency, and strategic advancement.
Day-to-day of the role:
* Provide a best-in-class internal risk and compliance function.
* Lead initiatives to streamline and automate compliance processes for improved efficiency.
* Manage daily tasks delegated by the COLP, COFA, DPO, Complaints/Claims Officer, and MLRO, maintaining regular liaison with these postholders.
* Oversee risk and compliance management, with expertise in SRA and FCA compliance models.
* Assist staff with conduct-related queries and regulatory reporting.
* Support staff with AML queries and ensure appropriate reporting mechanisms.
* Manage complaints and claims risk.
* Handle practicing certificate renewals.
* Review, monitor, and update firm-wide policies and procedures.
* Conduct file verifications and implement necessary follow-ups.
* Ensure compliance record-keeping, monitoring, and reporting are robust and effective.
* Run new starter compliance sessions and embed a culture of compliance best practice.
* Develop and deliver bespoke compliance training for staff.
* Conduct compliance audits and oversee improvement measures.
* Lead general compliance awareness initiatives.
Required Skills & Qualifications:
* At least five years’ experience in legal risk and compliance management.
* Relevant risk or compliance qualifications.
* Strong attention to detail and analytical skills.
* Clear, concise, and consistent communication skills.
* Ability to simplify complex legal principles for a broad audience.
* Up-to-date knowledge of risk and compliance requirements in the legal profession.
Benefits:
* Generous Bonus Scheme.
* Free car parking.
* Comprehensive benefits package including a pension, enhanced maternity and paternity pay, 25 days holiday plus an additional day for Christmas closure, and Perkbox benefits.
* The opportunity to learn and grow within a supportive and dynamic team.
How to Apply:
If you are passionate about providing exceptional service and excited to be part of a winning team then apply, today, or reach out to Mark Watts at Reed.