Compliance Analyst Role - Financial Services
An established bank is looking for a Compliance Monitoring Analyst to support regulatory compliance and risk management efforts.
Key Responsibilities:
* Conduct testing and assessments of systems and controls to ensure regulatory compliance.
* Report on the regulatory environment, maintaining compliance with risk appetite and tolerance levels.
* Assess business records for private banking and real estate finance, ensuring high standards of review and documentation.
* Identify trends, risk, and potentially unusual activity through transactional analysis.
* Prepare compliance-related risk summaries, assist with periodic reviews, and produce MI reporting.
* Support regulatory developments, Consumer Duty outcomes, and provide training assistance.
Requirements:
* Experience in a regulated financial environment, with a focus on regulatory compliance.
* Experience in compliance monitoring.
* Familiarity with CASS, MiFID, trade/transaction reporting, and tools like Dow Jones and Lexis Nexis.
* Strong communication, problem-solving, and organizational skills, plus a proactive, adaptable approach.
This role reports to the Regulatory Compliance Manager and supports the firm's dedication to compliance and operational resilience.
£45,000 - £55,000
hybrid working 3 days in the central London office
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