Job Description
Compliance Analyst – FCA Focused
An excellent opportunity has arisen with a global financial services organisation for a Compliance Analyst to oversee the organization’s adherence to FCA regulations and other compliance frameworks, including AML, Anti-Bribery and Corruption (ABC), sanctions, and data protection laws.
Role and Responsibilities:
Regulatory Compliance Management
* Oversee and manage compliance with obligations set by the Financial Conduct Authority (FCA), ensuring all business operations meet regulatory requirements
* Monitor regulatory developments, providing advice and guidance to internal teams on implications and required actions
* Prepare and submit required FCA filings, reports, and notifications within stipulated timelines
Policy and Procedure Review
* Conduct periodic reviews and updates of company policies and procedures to ensure alignment with AML (Anti-Money Laundering), ABC (Anti-Bribery and Corruption), sanctions, and data protection regulations
* Identify and address potential gaps in policies, providing recommendations for remediation
* Ensure consistent communication of compliance policies and standards across the organization
Compliance Monitoring and Testing
1. Support the implementation and delivery of the annual compliance program, including ...