Job Description
Company Description
TMG Mortgage Network is an innovative and exciting financial services network located in Rotherham, UK. Founded in 2021, we have quickly grown to become one of the UK's fastest-growing networks by offering valuable support and a unique proposition tailored for brokers. Our personal approach and commitment to building lasting relationships set us apart in the industry.
Role Description
We are seeking a skilled and analytical individual to join our compliance team as a Technical Compliance Specialist. This role focuses on delivering high-quality compliance oversight through reporting, thematic reviews, and trend analysis. A CeMAP qualification is required and a thorough understanding of financial products and regulatory requirements.
Key Responsibilities:
1. Reporting and Compliance Oversight:
* Prepare and deliver detailed compliance reports to senior management, ensuring insights are actionable and aligned with regulatory requirements.
* Monitor key performance indicators (KPIs) and compliance metrics, identifying areas of risk and improvement.
1. Thematic Reviews:
* Conduct in-depth thematic reviews on high-risk areas or emerging compliance issues.
* Analyse findings and make recommendations to improve compliance processes, mitigate risks, and support good customer outcomes.
2. Investigations / Trend Analysis:
* Review and assess risk referrals from internal teams, providing guidance on appropriate actions.
* Analyse trends in compliance risks, reporting patterns to identify systemic issues or opportunities for process enhancements.
* Perform detailed reviews and investigations where risks are identified.
* Address discrepancies and collaborate with providers to resolve compliance concerns.
* Provide detailed reports on outcomes and recommendations for future improvements.
Qualifications & Experience:
* Mandatory: CeMAP (Certificate in Mortgage Advice and Practice) qualification. In addition, CeRER (Certificate in Regulated Equity Release) preferable.
* Proven experience in compliance roles within financial services, with a strong understanding of FCA regulations.
* Exceptional analytical skills, with the ability to interpret and present complex data effectively.
* Proficiency in conducting investigations, thematic reviews, and compliance reporting.
* Strong communication skills, both written and verbal, with the ability to engage with internal and external stakeholders.
* Experience in risk assessment and trend analysis within financial services.
* Familiarity with lender and provider operations, including MI frameworks.
* A methodical approach to problem-solving and decision-making.
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