Man Group is looking to hire a Junior Compliance Officer as part of its investment management Compliance team. The role will report into the Head of Compliance, AHL but will assist across a variety of tasks and business lines across all of Man Group's UK investment managers, including AHL, Discretionary and Solutions making it a challenging and interesting opportunity.
The role has a broad remit and is best suited to individuals who are driven and enjoy a varied, hands-on role in a fast-paced and intellectually stimulating environment.
Responsibilities
* Alternative data onboarding – liaise with the Man Data Science team on reviewing of alternative data vendor DDQs
* Investor enquiries – assist Investor Services with drafting responses to DDQs and RFPs
* Run and enhance where possible existing monthly/quarterly Compliance monitoring and testing
* Assist with the running of Man Group’s wall crossing process to support ECM and DCM activity
* Support with updates to compliance documentation and processes e.g. risk assessments, new product processes, and conflicts registers
* Assist the Investment Management Compliance team with compliance-related initiatives with a view to developing and strengthening the compliance framework and programme
* Participate in various meetings with infrastructure and front office teams across the firm helping the team provide regulatory and compliance advice
* Assist in the creation, dissemination, and delivery of compliance training
* Assist Regulatory Operations on regulatory filings and participate in the annual review of the Form ADV
* Opportunity to support the broader Compliance team on large holding disclosures, e-communication monitoring, and MAR trade surveillance
Qualifications
* Strong academics - educated to degree level or equivalent
* Analytical and problem-solving mindset
* Knowledge of Python or similar would be advantageous
* Prior experience in a Compliance or similar role
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