This role presents an opportunity to support a local Financial Services firm in South Leicester as a T&C Supervisor / Compliance Support.
As a key member of the compliance team, you will assist the Senior Compliance Manager in providing training and competence support to Independent Financial Advisors, working on various projects to ensure adherence to regulatory requirements.
The position involves supporting new and existing IFAs in maintaining their competence, conducting audits, and reviewing processes to ensure they meet industry standards. The role also requires close collaboration with other teams to implement effective compliance strategies.
We are seeking a highly organized and detail-oriented individual who can provide expert guidance and support to our IFAs. The successful candidate will have strong analytical skills, excellent communication abilities, and a deep understanding of financial regulations.
In this challenging and rewarding role, you will be responsible for:
* Developing and delivering training programs to enhance the competence of our IFAs
* Conducting regular audits and reviews to identify areas for improvement
* Collaborating with other teams to implement effective compliance strategies
* Maintaining accurate records and reporting compliance metrics
The estimated salary for this role is £40,000 - £55,000 per annum, depending on experience.