Location:Dorking SurreyUK
Position:ComplianceOfficer
WorkingHours: 5 hours per day 4 daysperweek
Salary: 50000 to 55000 per annum (FullTimeEquivalent)
AboutUs:
A dynamic and respectedAsset Management and Financial Advisor organisation based inDorking dedicated to delivering exceptional financial services andadvice to our clients. Our commitment to excellence integrity andclient satisfaction sets us apart in theindustry.
RoleOverview:
Seeking a diligentand experienced Compliance Officer to join the team. The idealcandidate will play a crucial role in ensuring that our operationscomply with all regulatory requirements and internal policies. Thisparttime position offers a balanced worklife schedule requiring youto work 5 hours a day 4 days aweek.
Requirements
KeyResponsibilities:
* Developimplement and maintain compliance policies andprocedures.
* Monitor and ensureadherence to regulatory requirements and internalpolicies.
* Conduct regular complianceaudits and assessments.
* Provideguidance and training to staff on compliancematters.
* Liaise with regulatorybodies and stay updated on industryregulations.
* Prepare and submitcompliance reports to seniormanagement.
* Investigate and addresscompliance issues promptly andeffectively.
QualificationsandSkills:
* Provenexperience as a Compliance Officer in the financial services sectorpreferably within asset management or financialadvisory.
* Indepth knowledge ofrelevant regulations and compliancestandards.
* Excellent analytical andproblemsolving skills.
* Strongattention to detail and the ability to handle sensitive informationwith discretion.
* Effectivecommunication and interpersonalskills.
* Ability to workindependently and as part of ateam.
Benefits
WhatWeOffer:
* Competitivesalary of 50000 to 55000 per annum(FTE).
* Flexible working hours (5hours per day 4 days aweek).
* Supportive and collaborativework environment.
* Opportunities forprofessional development andgrowth.
* Convenient Surrey locationwith excellent transportlinks.
ApplicationProcess:
If you are acompliance professional looking to contribute to a reputablefinancial organisation and enjoy a flexible work schedule we wouldlove to hear fromyou.
Key Responsibilities: Develop, implement, and maintain compliancepolicies and procedures. Monitor and ensure adherence to regulatoryrequirements and internal policies. Conduct regular complianceaudits and assessments. Provide guidance and training to staff oncompliance matters. Liaise with regulatory bodies and stay updatedon industry regulations. Prepare and submit compliance reports tosenior management. Investigate and address compliance issuespromptly and effectively. Qualifications and Skills: Provenexperience as a Compliance Officer in the financial servicessector, preferably within asset management or financial advisory.In-depth knowledge of relevant regulations and compliancestandards. Excellent analytical and problem-solving skills. Strongattention to detail and the ability to handle sensitive informationwith discretion. Effective communication and interpersonal skills.Ability to work independently and as part of a team.