Controls Implementation Specialist - Banking, Front Office
Harvey Nash Belfast, United Kingdom
Posted 2 days ago | Hybrid Job Contract | GBP550 - GBP630 per day
Controls Implementation Specialist - Front Office sought by leading investment bank based in Belfast. Inside IR35 - 2/3 days a week on site.
The role is part of the Markets Front Office organisation and will be a key part of the in-business Risk & Control team responsible for implementing specific controls within the broader Markets preventative booking control framework.
This is an exciting opportunity for a practically minded, seasoned professional with an in-depth knowledge of traded products combined with a clear understanding of Front Office trading preventative controls. The team has coverage across all Markets' businesses globally, multiple risk and technology functions.
Responsibilities
* Investigate and analyse data and process flows to understand the availability, meaning and suitability of data to be used in trade booking controls.
* Define business requirements for proposed controls to meet regulatory commitments and business objectives.
* Collaborate effectively with Sales/Trading, Technology, Operations and other functions.
* Conduct testing to ensure that delivered functionality meets business requirements.
* Plan and execute seamless go-live of new controls.
* Partner with Business to produce communications and guidance around controls go-live for relevant stakeholder groups, including preparation of guides and providing walkthroughs.
* Work within target timeframes in order to meet deliverable and task deadlines.
* Contribute to project management activities governing controls implementation.
* Partner with 1LOD businesses to ensure compliance with relevant Firm policies/standards, also external regulatory expectations and industry standards where relevant.
* Work with Audit and other Control groups to investigate control failures and drive forward control enhancement initiatives.
* Embed new controls into Manager Control Assessments.
* Ensure that relevant control documentation is kept up to date, and booking practices are considered as businesses introduce new products or changes.
Qualifications
* Relevant industry experience preferred in Markets or in-business management, operational risk, middle office, technology, product control or other relevant control function.
* Strong working knowledge and subject matter expertise in Markets traded products and related control principles.
* Practical understanding of front to back order management and trade booking flows, specifically around trade booking and/or order submission.
* Experience in working on controls related technology change.
* Effective negotiation and relationship skills, comfortable in responding to and managing challenging stakeholders.
* Excellent communication skills up to senior level.
* A proactive and "no surprises" approach in communicating issues and strength in sustaining independent reviews.
* Proven track record in collaboration across different businesses, regions and/or support functions.
* Global mindset, with regional and global product understanding.
* Strong problem solving and analytical skills - ability to think dynamically but with a Risk and Controls mindset at the forefront.
* Advanced Excel and strong database analysis/management skills.
* Strong Word and PowerPoint skills.
* Product Knowledge, ideally gained within FO/ Booking Ctrl/ Risk & Control.
* Experience in working on controls related change, writing requirements, test scenarios, and working closely with technology.
* Experience in Markets products, e.g. Equities, FX.
Please apply within for further details or call on 073931949627.
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