Job Description
JCR Talent is delighted to be partnering with a dynamic and ambitious Fintech that is at the forefront of revolutionising investment technology for a Senior Compliance Manager role based in London (hybrid)
My client has an established Compliance team in Europe and have recently launched in the UK - this role is perfect for those with experience of building out a Compliance & Financial Crime function
This role provides the opportunity to progress to the SMF16/17 in the near future!
Role Responsibilities Include:
* Oversee the compliance strategy, implementation, policies and in-house controls to ensure adherence to FCA regulation
* Engage with the senior management to maintain effective communication and compliance alignment
* Liaise with external parties leading any regulatory audits
Suitable Candidates will have…
* General compliance experience in a Fintech, ideally a start up
* Extensive regulatory knowledge including investment regulations & financial crime
* Financial products knowledge (Derivatives, Equities, ETF)
* Excellent communication & senior stakeholder management skills
This opportunity is more than just a job — it's an opportunity to thrive in a dynamic, supportive & ambitious environment!
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